Shannon Sanderson, Author at ACI — Page 7 of 9

About Shannon Sanderson

This author has not written his bio yet.
But we are proud to say that Shannon Sanderson contributed 33 entries already.

Entries by Shannon Sanderson

FINRA’s 2018 Regulatory & Examination Priorities Letter

January 9, 2018/in FAQ, Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.finra.org/industry/2018-regulatory-and-examination-priorities-letter

FINRA Announces SFAB, NAC and District Committee Election Results and Appointments

December 15, 2017/in Informational, News/by Shannon Sanderson

Jay Gettenberg of ACI is now a District 10 Small Firm Representative.

Broker Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2018

November 13, 2017/in Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.finra.org/industry/notices/17-35

FINRA to Streamline Competency Exams – www.FINRA.org

November 6, 2017/in Informational, News, Regulatory Updates/by Shannon Sanderson

http://www.finra.org/investors/highlights/new-finra-exam-open-doors-financial-industry