Broker Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2018
http://www.finra.org/industry/notices/17-35
Entries by Shannon Sanderson
FINRA to Streamline Competency Exams – www.FINRA.org
http://www.finra.org/investors/highlights/new-finra-exam-open-doors-financial-industry
FINRA Plans BrokerCheck Changes, Remote Exams – www.ThinkAdvisor.com
http://www.thinkadvisor.com/2017/10/06/finra-plans-brokercheck-changes-remote-exams?page=1&slreturn=1509990198