FINRA to Streamline Competency Exams – www.FINRA.org
http://www.finra.org/investors/highlights/new-finra-exam-open-doors-financial-industry
http://www.finra.org/investors/highlights/new-finra-exam-open-doors-financial-industry
Per Investment News, FINRA’s new CEO, Robert Cook, is looking for ways to support the small broker-dealers.