Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
ACI Managing Partner, Jay Gettenberg, will participate in a November 12 virtual roundtable discussion on important issues FINOPs may face in the upcoming audit season.
The roundtable will bring together six industry veterans to provide insights and advice on a variety of topics, including the impact of the COVID pandemic on internal control changes, fixed asset and other impairments, and related issues.
FINRA Plans BrokerCheck Changes, Remote Exams – www.ThinkAdvisor.com
/in Informational, News, Regulatory Updates/by Shannon Sandersonhttp://www.thinkadvisor.com/2017/10/06/finra-plans-brokercheck-changes-remote-exams?page=1&slreturn=1509990198
Jay Gettenberg Becomes A Member of the FINRA District 10 Committee
/in Informational, News/by Shannon SandersonFINRA is looking to help small Broker-Dealers Survive & Thrive
/in Informational, News/by Shannon SandersonPer Investment News, FINRA’s new CEO, Robert Cook, is looking for ways to support the small broker-dealers. http://www.investmentnews.com/article/20171012/FREE/171019969/finra-wants-to-help-the-small-broker-dealer-cook?X-IgnoreUserAgent=1
ACI’s Jay Gettenberg Nominated for FINRA District 10 Committee Membership
/in Informational, News/by Jay Gettenberg