Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
The SBA-backed Paycheck Protection Program (PPP) reopened on April 27, 2020 with $320 billion in additional funding.
More than 75% of ACI’s clients who have applied under PPP have obtained official SBA loan numbers this past week.
The $2.2 trillion CARES Act contains key provisions, which may directly assist small broker-dealer firms in weathering the COVID-19 pandemic crisis.
While the provisions of the CARES Act are still being reviewed, we want to share with you some points that may assist you with retaining your employees and keeping your operations running as smoothly as possible.
FINRA Plans BrokerCheck Changes, Remote Exams – www.ThinkAdvisor.com
/in Informational, News, Regulatory Updates/by Shannon Sandersonhttp://www.thinkadvisor.com/2017/10/06/finra-plans-brokercheck-changes-remote-exams?page=1&slreturn=1509990198
Jay Gettenberg Becomes A Member of the FINRA District 10 Committee
/in Informational, News/by Shannon SandersonFINRA is looking to help small Broker-Dealers Survive & Thrive
/in Informational, News/by Shannon SandersonPer Investment News, FINRA’s new CEO, Robert Cook, is looking for ways to support the small broker-dealers. http://www.investmentnews.com/article/20171012/FREE/171019969/finra-wants-to-help-the-small-broker-dealer-cook?X-IgnoreUserAgent=1
ACI’s Jay Gettenberg Nominated for FINRA District 10 Committee Membership
/in Informational, News/by Jay Gettenberg