Financial Accounting Resources & News
Our expert team keeps up on the latest filings from the SEC, FINRA, and the IRS to ensure our clients can efficiently minimize costs and risks while simultaneously maximizing reporting accuracy.
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Shannon Sanderson2018-01-12 09:02:162018-01-12 09:02:16FINRA Enforcement in 2018 by Joanna Belbey at FORBES
FINRA Plans BrokerCheck Changes, Remote Exams – www.ThinkAdvisor.com
/in Informational, News, Regulatory Updates/by Shannon Sandersonhttp://www.thinkadvisor.com/2017/10/06/finra-plans-brokercheck-changes-remote-exams?page=1&slreturn=1509990198
Jay Gettenberg Becomes A Member of the FINRA District 10 Committee
/in Informational, News/by Shannon SandersonFINRA is looking to help small Broker-Dealers Survive & Thrive
/in Informational, News/by Shannon SandersonPer Investment News, FINRA’s new CEO, Robert Cook, is looking for ways to support the small broker-dealers. http://www.investmentnews.com/article/20171012/FREE/171019969/finra-wants-to-help-the-small-broker-dealer-cook?X-IgnoreUserAgent=1
ACI’s Jay Gettenberg Nominated for FINRA District 10 Committee Membership
/in Informational, News/by Jay Gettenberg